FINRA SIE Practice Test
Practice the Securities Industry Essentials questions FINRA will ask — markets, products, trading, and rules — before exam day.
Start free — see where you stand
Open the course and start practicing right away. Answer real-style SIE questions, read a plain-language explanation for every answer, and find out which topics need work before you book your exam.
Start practicing free
Works on your phone. Your progress is saved on your device — pick up where you left off.
What the real FINRA SIE covers
The SIE is FINRA's entry-level exam for the securities industry — the first step toward working at a broker-dealer. The course's 12 units cover:
- Capital markets — the securities markets and their players, economic factors and market indicators, and issuers and securities offerings
- Products — equity securities, debt securities, options, and investment companies and packaged products, plus investment risk and return
- Trading and accounts — trading, orders, and settlement, and customer accounts and margin
- Rules of the business — prohibited activities and communications with the public, and an overview of the regulatory framework
What's inside the course
- 300 practice questions organized into 12 units that follow the SIE's content areas
- A plain-language explanation for every answer — right or wrong, you learn why
- Plain-English teaching for the topics beginners find driest — bond math, options basics, and settlement — explained, not just defined
- 2 full timed mock exams — 75 questions in 105 minutes each, in the real SIE format
- Progress saved on your device — no account needed to practice
One price. No clocks.
$29 — or $19 for the first 100 buyers
One payment gets you the full course. No weekly or monthly access clocks, no promo-code games. And if it's not for you, there's a 30-day money-back guarantee.
Get the SIE course